U.S. SEC orders Wells Fargo pay $35 million for recommendations of high-risk products

February 28, 2020 admin Business News Comments Off on U.S. SEC orders Wells Fargo pay $35 million for recommendations of high-risk products

The U.S. Securities and Exchange Commission said on Thursday it had ordered Wells Fargo & Co to pay $35 million to settle charges it failed to adequately supervise investment advisers who were recommending high-risk products.

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Source:: Reuters – Business News