Three broker-dealers settle SEC charges over incomplete data

December 11, 2018 admin Business News Comments Off on Three broker-dealers settle SEC charges over incomplete data

Broker-dealers Citadel Securities, Natixis Securities Americas LLC and MUFG Securities Americas Inc agreed to pay total penalties of more than $6 million to settle charges of providing incomplete trading data, the U.S. Securities and Exchange Commission (SEC) said on Monday.

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Source:: Reuters – Business News