SEC fines New York firm deVere $8 million over UK pension advice conflicts

June 4, 2018 admin Business News Comments Off on SEC fines New York firm deVere $8 million over UK pension advice conflicts

NEW YORK (Reuters) – The New York investment adviser deVere USA Inc agreed on Monday to pay an $8 million civil fine to settle U.S. Securities and Exchange Commission charges it failed to disclose conflicts of interest to hundreds of clients with UK pensions.

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Source:: Reuters – Business News